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      FINRA

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      Buscas relacionadas: Avaliações da empresa FINRA | Vagas da empresa FINRA | Salários da empresa FINRA | Benefícios da empresa FINRA
      Entrevistas da empresa FINRAEntrevistas do cargo de Examiner da empresa FINRAEntrevista da empresa FINRA


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      Entrevista para Examiner

      14 de abr. de 2017
      Funcionário(a) sigiloso(a)
      Oferta aceita
      Experiência neutra

      Outras avaliações de entrevista de vagas de Examiner da empresa FINRA

      Entrevista para Examiner

      5 de mai. de 2025
      Funcionário(a) sigiloso(a)
      New York, NY
      Oferta aceita
      Entrevista com nível médio de dificuldade

      Candidatura

      Candidatei-me online. O processo levou mais de 2 meses. Fui entrevistado pela FINRA em jan. de 2017

      Entrevista

      The first interview consists of 4 (managers and directors) in one meeting room. Second interview was 2 senior directors in the same room. They asked a lot of questions.. each interview lasted an hour. It was mostly behavioral and I believe the technique they use is to see if you have similar skills of what it takes to think like an examiner. Know your resume, they asked me about every single line and how I went about it. It was easy but also feels like an interrogation as well. Questions coming from left and right from the interviewers... be ready to know how to talk about every one of responsibilities you had at your previous employers. Be confident with your responses, it was nerve wrecking but time passed by so quickly talking to all of them.

      Perguntas de entrevista [10]

      Pergunta 1

      If you had to conduct an exam, and the person is unresponsive and unable to prove information. What do you do?
      Responder à pergunta

      Pergunta 2

      When do you feel like is a good time to reach out to your manager about an issue regarding an exam? (List some scenarios)
      Responder à pergunta

      Pergunta 3

      Why FINRA? What do you know about us and what we do?
      Responder à pergunta

      Pergunta 4

      Have you ever worked with someone difficult and how did you handle it?
      Responder à pergunta

      Pergunta 5

      Give me a few important words about you that will make me remember you as a strong candidate.
      Responder à pergunta

      Pergunta 6

      What do you see yourself doing in the near future ?
      Responder à pergunta

      Pergunta 7

      Have you ever worked with financial statements and how comfortable are you with it? Give me a few times you had to assess financial statements and how did you analyze them?
      Responder à pergunta

      Pergunta 8

      What are the risks you have assessed in your role as __________?
      Responder à pergunta

      Pergunta 9

      Please explain the steps you took when you analyzed (a work product) at your previous employer. What was the result?
      Responder à pergunta

      Pergunta 10

      Why did you leave your previous employer?
      Responder à pergunta
      8
      Experiência positiva
      Entrevista difícil

      Candidatura

      Fiz uma entrevista na empresa FINRA (New York, NY).

      Entrevista

      The interview consists of a lot of technical questions about 15c3-1 and 15c3-3 rules. It was two rounds with examination directors. I recommend studying on the rules and be prepared to a writing exam. They want someone with proper grasp of the English language.

      Perguntas de entrevista [1]

      Pergunta 1

      What is the haircut charge for a government security?
      Responder à pergunta

      Entrevista para Examiner

      2 de dez. de 2024
      Candidato(a) sigiloso(a) à entrevista
      Nenhuma oferta
      Experiência negativa
      Entrevista com nível médio de dificuldade

      Candidatura

      Candidatei-me por meio de recrutador(a). Fiz uma entrevista na empresa FINRA.

      Entrevista

      Recruited at a job fair for an interview as a graduate student. Interview was not difficult, generally behavioral questions and an assessment of the role for which you were being interviewed. Never heard back after follow-up with recruitment team.

      Perguntas de entrevista [1]

      Pergunta 1

      Tell me about a time you had difficulty and how you overcame it.
      Responder à pergunta

      Entrevista para Examiner

      27 de dez. de 2023
      Candidato(a) sigiloso(a) à entrevista
      Nenhuma oferta
      Experiência negativa
      Entrevista fácil

      Candidatura

      Fiz uma entrevista na empresa FINRA.

      Entrevista

      Applied 4 times with management references. Finally got one interview. The same person interviewed me for the 2nd and 3rd round. Then I was ghosted. No notice about what happened. Of course, after a month I assumed I was not selected.

      Perguntas de entrevista [1]

      Pergunta 1

      Tell me about yourself. Tell me about a time you had to make a difficult decision without all of the information.
      Responder à pergunta
      2